-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CIp7myUYTNB6WnmJ77PqOU+B4a9e6PRlB3e+UVKWKim1IKQbz31UsROPCoB46ZcJ g8X1FbDOIZTjH26EiC4qeQ== 0001104659-05-053512.txt : 20051108 0001104659-05-053512.hdr.sgml : 20051108 20051108160235 ACCESSION NUMBER: 0001104659-05-053512 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051108 DATE AS OF CHANGE: 20051108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Horberg Howard Todd CENTRAL INDEX KEY: 0001313813 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 847-334-3801 MAIL ADDRESS: STREET 1: 289 PROSPECT AVE CITY: HIGHLAND PARK STATE: IL ZIP: 60035 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IOMED INC CENTRAL INDEX KEY: 0001041652 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870441272 STATE OF INCORPORATION: UT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54051 FILM NUMBER: 051186389 BUSINESS ADDRESS: STREET 1: 3385 WEST 1820 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84104 BUSINESS PHONE: 8019751191 MAIL ADDRESS: STREET 1: 3385 WEST 1820 SOUTH STREET 2: 3385 WEST 1820 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84104 SC 13G/A 1 a05-19791_2sc13ga.htm AMENDMENT

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 1)*

 

Iomed, Inc.

(Name of Issuer)

Series D Non-Voting Convertible Preferred Stock

(Title of Class of Securities)

462028101

(CUSIP Number)

September 27, 2005

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 



 

 

CUSIP No. 462028101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Todd Horberg       S.S. No. ###-##-####  

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Illinois

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power 
0 unless non-voting Series D Preferred is converted to common, then 223,450

 

6.

Shared Voting Power 

 

7.

Sole Dispositive Power  
223,450

 

8.

Shared Dispositive Power

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person  
223,450

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
3.34%, if converted into common stock

 

 

12.

Type of Reporting Person (See Instructions)  
IN

 

 

2



 

Item 1.

 

(a)

Name of Issuer
Iomed, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices 
2441 South 3820 West, Suite A, Salt Lake City, UT 84120

 

Item 2.

 

(a)

Name of Person Filing  
Todd Horberg

 

(b)

Address of Principal Business Office or, if none, Residence
289 Prospect Highland Park, IL  60035

 

(c)

Citizenship
Illinois

 

(d)

Title of Class of Securities  
Series D Non-Voting Convertible Preferred Stock

 

(e)

CUSIP Number  
462028101

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:
223,450

 

(b)

Percent of class:   
3.34%, if converted into common stock

 

(c)

Number of shares as to which the person has:  
223,500

 

 

(i)

Sole power to vote or to direct the vote   
0 unless non-voting Series D Preferred is converted to common, then 223,500.

 

 

(ii)

Shared power to vote or to direct the vote    

 

 

(iii)

Sole power to dispose or to direct the disposition of
223,500

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ý.

*-On September 27, 2005, Todd Horberg sold 223,451 shares in a private transaction.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

 

Item 8.

Identification and Classification of Members of the Group

 

 

Item 9.

Notice of Dissolution of Group

 

 

Item 10.

Certification

 

 

 

4



Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

November 7, 2005

 

Date

 


/s/Todd Horberg

 

Signature

 


TODD HORBERG

 

Name/Title

 

 

5


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